Registration No. 333-40183
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
Post-Effective Amendment No. 1
to
Form S-3
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
LECTEC CORPORATION
(Exact name of Registrant as specified in its charter)
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Minnesota
(State or other jurisdiction of
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41-1301878
(I.R.S. Employer |
incorporation or organization)
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Identification No.) |
1407 South Kings Highway
Texarkana, Texas 75501
(Address, including zip code, of registrants principal executive offices)
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Gregory G. Freitag
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Copy to: |
Chief Executive Officer
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Timothy S. Hearn, Esq. |
LecTec Corporation
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Dorsey & Whitney LLP |
1407 South Kings Highway
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Suite 1500 |
Texarkana, Texas 75501
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50 South Sixth Street |
(903) 832-0993
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Minneapolis, MN 55402 |
(Name, address, including zip code, and telephone
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(612) 340-2600 |
number, including area code, of agent for service) |
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Approximate date of commencement of proposed sale to the public: Not Applicable.
If the only securities being registered on this Form are being offered pursuant to dividend or
interest reinvestment plans, please check the following box. o
If any of the securities being registered on this Form are to be offered on a delayed or continuous
basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in
connection with dividend or interest reinvestment plans, check the following box. o
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b)
under the Securities Act, please check the following box and list the Securities Act registration
statement number of the earlier effective registration statement for the same offering. o
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act,
check the following box and list the Securities Act registration statement number of the earlier
effective registration statement for the same offering. o
If this Form is a registration statement pursuant to General Instruction I.D. or a post-effective
amendment thereto that shall become effective upon filing with the Commission pursuant to Rule
462(e) under the Securities Act, check the following box. o
If this Form is a post-effective amendment to a registration statement filed pursuant to General
Instruction I.D. filed to register additional securities or additional classes of securities
pursuant to Rule 413(b) under the Securities Act, check the following box. o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a
non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated
filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act.
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Large accelerated filer o
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Accelerated filer o
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Non-accelerated filer o
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Smaller reporting company þ |
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(Do not check if a smaller reporting company) |
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TERMINATION OF REGISTRATION OF SECURITIES
This Post-Effective Amendment No. 1 relates to the Registration Statement on Form S-3 (File
No. 333-40183) (the Registration Statement) of LecTec Corporation (the Company), which was
filed with the U.S. Securities and Exchange Commission (the SEC) on November 13, 1997. The
Registration Statement registered 221,948 shares of the Companys common stock sold to the selling
shareholders described in the prospectus forming part of the Registration Statement.
The Company is filing this Post-Effective Amendment No. 1 to remove and withdraw from
registration all shares of the Companys common stock registered pursuant to the Registration
Statement that remain unsold.
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it
has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and
has duly caused this Post-Effective Amendment No. 1 to be signed on its behalf by the undersigned,
thereunto duly authorized in the City of Texarkana, State of Texas, on the 31st day of
May, 2011.
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LECTEC CORPORATION
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By: |
/s/ Gregory G. Freitag
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Gregory G. Freitag |
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Chief Executive Officer and Chief Financial Officer |
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Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No.
1 has been signed by the following persons in the capacities indicated on the 31st day
of May, 2011.
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Signature |
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Title |
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/s/ Gregory G. Freitag
Gregory G. Freitag
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Chief Executive Officer, Chief Financial Officer
and Director (principal executive officer and principal financial and accounting officer) |
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Director |
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Director |
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Director |
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Director |
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* By:
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/s/ Gregory G. Freitag |
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Gregory G. Freitag
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Attorney-in-Fact |
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